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Table 1 Estimated required number of clusters for HTE test by the direct inflation (\({n}_{0}\)), the proposed formula under MCAR (\({n}_{1}\)), the empirical type I error rate of the Wald test for HTE (\(\psi\)), the predicted power (\({\varphi }_{pre}\)) and empirical power (\({\varphi }_{emp}\)) of the HTE test with a continuous individual-level effect modifier under MCAR. The effect size is \({\updelta }\in \{0.1, 0.25\}\). The missingness ICC is \(\tau =0.05\)

From: Accounting for expected attrition in the planning of cluster randomized trials for assessing treatment effect heterogeneity

 

\(\delta =0.10\)

\(\delta =0.25\)

\(m\)

\({\rho }_{x}\)

\({\rho }_{y|x}\)

\(\pi\)

\({n}_{0}\)

\({n}_{1}\)

\({\varphi }_{pre}\)

\({\varphi }_{emp}\)

\(\psi\)

\({n}_{0}\)

\({n}_{1}\)

\({\varphi }_{pre}\)

\({\varphi }_{emp}\)

\(\psi\)

20

0.1

0.01

0.7

228

228

0.802

0.791

0.047

38

38

0.818

0.811

0.054

0.9

178

178

0.803

0.815

0.052

30

30

0.823

0.797

0.052

0.10

0.7

226

226

0.803

0.802

0.053

36

36

0.801

0.806

0.047

0.9

176

176

0.804

0.801

0.052

28

28

0.801

0.803

0.054

0.5

0.01

0.7

244

240

0.803

0.798

0.045

40

40

0.818

0.801

0.048

0.9

190

190

0.804

0.796

0.054

32

32

0.824

0.781

0.051

0.10

0.7

318

302

0.802

0.798

0.050

52

50

0.815

0.802

0.049

0.9

248

244

0.803

0.805

0.049

40

40

0.812

0.802

0.051

50

0.1

0.01

0.7

94

92

0.801

0.793

0.049

16

16

0.832

0.829

0.048

0.9

72

72

0.801

0.796

0.052

12

12

0.817

0.803

0.043

0.10

0.7

90

90

0.801

0.802

0.044

16

16

0.841

0.836

0.046

0.9

70

70

0.801

0.791

0.048

12

12

0.828

0.824

0.050

0.5

0.01

0.7

108

104

0.804

0.799

0.045

18

18

0.834

0.787

0.065

0.9

84

84

0.808

0.808

0.049

14

14

0.824

0.786

0.060

0.10

0.7

144

138

0.804

0.796

0.055

24

22

0.802

0.800

0.055

0.9

112

110

0.802

0.815

0.049

18

18

0.811

0.808

0.050

100

0.1

0.01

0.7

48

48

0.812

0.813

0.049

8

8

0.827

0.809

0.057

0.9

38

38

0.816

0.820

0.053

6

6

0.811

0.799

0.053

0.10

0.7

46

46

0.810

0.811

0.052

8

8

0.841

0.831

0.051

0.9

36

36

0.812

0.814

0.048

6

6

0.828

0.829

0.057

0.5

0.01

0.7

60

58

0.811

0.788

0.054

10

10

0.839

0.793

0.061

0.9

48

46

0.804

0.800

0.053

8

8

0.836

0.792

0.060

0.10

0.7

76

74

0.804

0.814

0.056

14

12

0.809

0.817

0.051

0.9

60

60

0.812

0.818

0.047

10

10

0.828

0.823

0.054