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Table 2 Estimated required number of clusters for HTE test by the direct inflation (\({n}_{0}\)), the proposed formula under MCAR (\({n}_{1}\)), and the proposed procedure under MAR (\({n}_{2}\)), the empirical type I error rate of the Wald test for HTE (\(\psi\)), and predicted power (\({\varphi }_{pre}^{,MAR}\)) and empirical power (\({\varphi }_{emp}^{MAR}\)) of the HTE test with a continuous individual-level effect modifier under MAR. The effect size is \({\updelta }=\{0.1, 0.25\}\). The missingness ICC is \(\tau =0.05\)

From: Accounting for expected attrition in the planning of cluster randomized trials for assessing treatment effect heterogeneity

 

\(\delta =0.10\)

\(\delta =0.25\)

\(m\)

\({\rho }_{x}\)

\({\rho }_{y|x}\)

\(\pi\)

\({n}_{0}\)

\({n}_{1}\)

\({n}_{2}\)

\({\varphi }_{pre}^{MAR}\)

\({\varphi }_{emp}^{MAR}\)

\(\psi\)

\({n}_{0}\)

\({n}_{1}\)

\({n}_{2}\)

\({\varphi }_{pre}^{MAR}\)

\({\varphi }_{emp}^{MAR}\)

\(\psi\)

20

0.1

0.01

0.7

228

228

238

0.802

0.807

0.053

38

38

38

0.802

0.793

0.050

0.9

178

178

182

0.803

0.804

0.051

30

30

30

0.814

0.809

0.052

0.10

0.7

226

226

234

0.801

0.781

0.052

36

36

38

0.807

0.808

0.051

0.9

176

176

178

0.800

0.794

0.048

28

28

30

0.820

0.816

0.051

0.5

0.01

0.7

244

240

250

0.803

0.799

0.059

40

40

40

0.802

0.765

0.043

0.9

190

190

194

0.805

0.791

0.050

32

32

32

0.815

0.796

0.056

0.10

0.7

318

302

312

0.802

0.796

0.057

52

50

50

0.802

0.800

0.048

0.9

248

244

246

0.801

0.792

0.048

40

40

40

0.807

0.792

0.053

50

0.1

0.01

0.7

94

92

96

0.800

0.789

0.048

16

16

16

0.816

0.812

0.056

0.9

72

72

74

0.804

0.815

0.056

12

12

12

0.808

0.802

0.042

0.10

0.7

90

90

94

0.802

0.791

0.048

16

16

16

0.826

0.831

0.051

0.9

70

70

72

0.804

0.814

0.044

12

12

12

0.820

0.813

0.051

0.5

0.01

0.7

108

104

108

0.804

0.807

0.045

18

18

18

0.821

0.785

0.057

0.9

84

84

84

0.802

0.795

0.048

14

14

14

0.818

0.760

0.051

0.10

0.7

144

138

142

0.804

0.798

0.052

24

22

24

0.826

0.815

0.058

0.9

112

110

112

0.804

0.808

0.053

18

18

18

0.806

0.807

0.053

100

0.1

0.01

0.7

48

48

50

0.812

0.811

0.049

8

8

8

0.811

0.798

0.051

0.9

38

38

38

0.809

0.801

0.055

6

6

6

0.803

0.800

0.051

0.10

0.7

46

46

48

0.810

0.809

0.050

8

8

8

0.826

0.812

0.052

0.9

36

36

36

0.805

0.812

0.047

6

6

6

0.820

0.824

0.047

0.5

0.01

0.7

60

58

60

0.809

0.809

0.048

10

10

10

0.826

0.791

0.057

0.9

48

46

48

0.813

0.805

0.057

8

8

8

0.828

0.784

0.062

0.10

0.7

76

74

76

0.804

0.814

0.048

14

12

14

0.856

0.851

0.053

0.9

60

60

60

0.808

0.816

0.047

10

10

10

0.824

0.814

0.057